Financial services industry

Operating in the arena of financial services requires a great attention to the detailed requirements of the Financial Conduct Authority (FCA) and it is of paramount importance that returns are filed within the deadlines laid out by the FCA.

Dealing with these requirements can be time consuming and tie up valuable resources that should be focused elsewhere on growing the business.

We have a great deal of experience in advising companies and organisations regulated by the FCA. as well as performing the annual audit under the FCA rules we can:

  • Check your compliance with the FCA rules relating to client assets, minimum resource requirements and other regulated areas;
  • Help you complete the necessary returns to the FCA.

If you operate within this sector then please call us to discuss how we can help you stay within the FCA rules.